Finology Nexus
Finology Nexus
A fast, focused 48-hour compliance review for global financial institutions.
Regulators worldwide are increasing scrutiny on vendor oversight. This diagnostic helps you identify critical gaps quickly and prepare for audits with clarity and confidence.
Vendor non-compliance isn't just a documentation issue — it's a financial and reputational risk.
Recent enforcement actions show a clear trend:
Imposing penalties for outsourcing violations and weak vendor agreements
Now require ongoing monitoring of third-party risks
Expect clear evidence of governance and data protection
Most organizations believe their vendors are compliant — until the audit notice arrives. This diagnostic helps you find those blind spots before regulators do.
Each engagement is compact, outcome-focused, and tailored to your jurisdictional mix. You'll receive practical, usable outputs — not just a report.
We review your vendor agreements, policies, and governance documents across key regions (India, EU, US, APAC) to identify missing inspection clauses, breach notifications, BCP requirements, and cyber risk measures.
For Indian financial institutions, we perform a detailed compliance check based on the RBI's 2023 Outsourcing of IT and Operations Directions. This includes contract evaluation, SLA mapping, and data localization readiness.
We create a simple but effective compliance tracker that aligns deadlines, certifications, and regulatory obligations. You'll know what needs action, who's responsible, and when it's due.
Your diagnostic includes a complete Red / Amber / Green (RAG) scoring matrix for every vendor, covering Financial Stability, Operational Resilience, Regulatory Compliance, and Cybersecurity Posture.
You'll receive a short, actionable roadmap showing which gaps to fix first, supported by relevant regulatory references and template clauses for correction.
That's it. No delays, no over-engineering. Just results in 48 hours.
Document sharing and brief kickoff discussion
Review, scoring, and draft report
Delivery of final RAG dashboard and compliance roadmap
All files are structured for direct use in internal reporting, risk committee discussions, or audit submissions.
Customized for your portfolio with clear Red/Amber/Green indicators
Excel + PDF formats for immediate implementation
Clear identification of compliance gaps with regulatory references
Actionable roadmap showing which gaps to fix first
For result review and implementation guidance
Fast insight. Real protection.
If your vendors touch financial data, this diagnostic gives you clarity and control before the audit hits your inbox.
Preparing for RBI or statutory audits
Working with tech and data vendors across regions
Outsourcing fund ops and analytics
Seeking clear documentation for regulators
We stand by every diagnostic we deliver. If your institution faces a vendor-related regulatory penalty after using this service, we offer a free re-audit to validate and strengthen your compliance framework.
That's how much confidence we have in our process.
Free re-audit guarantee applies for 60 days post-delivery.
You can't stop regulators from tightening the rules — but you can get ahead of them.
Book your Cross-Jurisdiction Risk Diagnostic today and receive your first RAG-based audit report within 48 hours.
Complete the form below and our regulatory experts will contact you to schedule your 48-hour diagnostic.