Finology Nexus
Finology Nexus
Never Miss a Regulatory or Vendor Deadline Again
In financial operations, missing a single compliance deadline can cost more than any software license.
The Compliance & Risk Tracker by Finology Nexus helps you stay one step ahead — tracking certifications, renewals, and vendor obligations in one structured, easy-to-manage system.
No software. No integrations. Just a clear, visual tracker that ensures your institution stays audit-ready, every single day.
Across global financial institutions, 70% of vendor penalties and audit findings happen because of missed documentation renewals, expired certifications, or unmonitored policy dates.
The Compliance & Risk Tracker solves that. It gives your team a clear, centralized view of every compliance commitment — who's responsible, when it's due, and what's at risk if missed.
Stop compliance gaps before they become regulatory issues and financial penalties.
See all compliance deadlines in one place, eliminating scattered spreadsheets and missed dates.
Maintain complete documentation and compliance status for instant audit responses.
A comprehensive solution for tracking all your compliance obligations in one centralized system.
Visualize every upcoming certification, vendor renewal, or audit schedule in one unified view. Perfect for risk, operations, and compliance teams who juggle multiple vendors and regulatory cycles.
Receive timely email reminders for expiring certifications, insurance policies, and compliance submissions. Never miss another audit window or RBI reporting deadline.
Attach key compliance documents — certificates, contracts, policies — directly within the tracker. Everything stays organized, version-controlled, and accessible when the audit request comes in.
Every business is different. Add or modify fields to track the exact certifications or reports relevant to your industry — whether it's RBI Outsourcing Guidelines, GDPR DPA renewals, or ISO audits.
Don't wait for an inspection to discover lapses. The system highlights expiring obligations and high-risk vendors automatically so you can act early and avoid penalties.
Transform how your organization manages compliance with these powerful advantages.
See all your regulatory and vendor compliance events in one clear dashboard.
Store and retrieve documents instantly during audit requests — no scrambling, no chaos.
Track every third-party's compliance status and renewal progress with built-in accountability.
The tracker adapts to your business — from fintech to NBFC to asset management.
Delivered as an Excel + dashboard model with automation support. No learning curve. No setup delays.
If you manage vendor, risk, or operational compliance — this tracker becomes your single source of truth.
Managing multiple vendors and RBI audit deadlines
Dealing with recurring security and certification renewals
Coordinating compliance across funds and jurisdictions
Who need real-time visibility without complex tools
Simple setup. Powerful results. The system runs quietly in the background — doing what spreadsheets can't.
Share your vendor and certification list
We configure your customized tracker and alert schedule
You start receiving automatic alerts, visual dashboards, and a weekly compliance summary
All of this comes without long implementations or expensive enterprise systems.
Compliance Tracker Template with automation support
Alert logic for certifications, renewals, and audits
Document storage and categorization structure
Weekly compliance summary dashboard
Optional consultation to refine and align with regulatory needs
Real organizations achieving real results with our Compliance & Risk Tracker.
An NBFC used the tracker to align 40+ vendor renewal dates across departments and avoided three missed deadlines.
A fintech used it to monitor GDPR and RBI renewals — reducing manual tracking time by 70%.
An investment advisory firm integrated it for internal and vendor certifications — achieving full audit readiness within one quarter.
All data remains within your environment. Finology Nexus helps you set up the system, but ownership stays entirely with your institution.
We follow strict confidentiality practices aligned with ISO 27001, SOC 2, and RBI security standards.
No third-party access. No hidden data collection.
Hear what our clients say about the Compliance & Risk Tracker.
Take control of your compliance calendar before it controls you.
Set up your Compliance & Risk Tracker today and experience 100% visibility across your regulatory and vendor commitments.
Complete the form below and our compliance experts will contact you to set up your personalized tracker.